Want to know which stocks the fund managers have been putting their money in (and out) of? We’ve been keeping track so you don’t have to.
Trading Places is Stockhead’s recap of substantial holder movements among ASX small caps in the last fortnight.
Substantial shareholders are shareholders holding 5 per cent or more of a company’s shares and these can be directors, individual investors or institutional investors.
Shareholders are required to announce to the exchange when they cross above or below the 5 per cent threshold and any change in their holdings while they remain above 5 per cent.
The fund managers buying
Company | Code | Market Cap | Holder | Stake | Status |
---|---|---|---|---|---|
Limeade | LME | $332.8M | Perennial Value Management | 9.80% | Increasing |
Firstwave Cloud Technology | FCT | $68.0M | Perennial Value Management | 8.02% | Increasing |
Novatti Group | NVO | $21.6M | Kenneth Lai | 7.10% | Increasing |
HRL Holdings | HRL | $48.4M | AustralianSuper | 7.61% | Increasing |
Accent Group | AX1 | $718.4M | Vinva Asset Management | 5.01% | Becoming |
Probiotec | PBP | $142.8M | Pie Funds Management | 5.02% | Becoming |
Estia Health | EHE | $384.1M | Vinva Asset Management | 5.04% | Becoming |
Kalium Lakes | KLL | $112.3M | Greenstone Management | 20.38% | Increasing |
FYI Resoruces | FYI | $10.6M | Regal Funds Management | 11.46% | Increasing |
Evolve Education | EVO | $133.1M | Wilson Asset Management | 5.15% | Becoming |
Hawthorn Resources | HAW | $46.7M | Christopher Corrigan | 16.80% | Becoming |
Cellmid | CDY | $13.9M | Dennis Eck | 9.98% | Increasing |
Viva Leisure | VVA | $168.4M | Bennelong Australian Equity Partners | 17.13% | Increasing |
Kip Mcgrath education centres | KME | $51.6M | Pie Funds Management | 19.63% | Increasing |
XCD Energy | XCD | $7.7M | 88 Energy | 63.38% | Increasing |
Flamingo AI | FGO | $1.1M | Golden Triangle Capital - Zane Lewis | 6.03% | Becoming |
MG Unit Trust | MGC | $95.4M | Harvest Lane Asset Management | 5.15% | Becoming |
TerraCom | TER | $122.6M | CGS-CIMB Securities | 5.09% | Becoming |
Adairs | ADH | $390.6M | Wilson Asset Management | 5.96% | Becoming |
Jayride | JAY | $15.8M | Thorney Technologies | 9.42% | Increasing |
McPhersons | MCP | $316.4M | Lennox Capital Partners | 6.06% | Increasing |
Panterra Gold | PGI | $8.2M | Erle Edwinson | 9.45% | Increasing |
Cardno | CDD | $100.6M | Viburnum Funds | 5.02% | Becoming |
Lotus Resources | LOT | $40.7M | Arnott Capital | 6.94% | Becoming |
SRG | SRG | $98.1M | Wentworth Williamson | 5.09% | Becoming |
Consolidated Zinc | CZL | $7.5M | Copulos Group | 30.01% | Increasing |
Citadel Group | CGL | $274.7M | Wilson Asset Management | 7.13% | Increasing |
Hazer Group | HZR | $52.5M | Mineral Resources | 8.01% | Increasing |
Cardinal Resources | CDV | $300.0M | MM Asset Management | 11.14% | Increasing |
DataDot Technology | DDT | $5.0M | Bradley Kellas | 17.05% | Increasing |
OneVue Holdings | OVH | $101.8M | Thorney Opportunities | 16.41% | Increasing |
Constellation Technologies | CT1 | $47.1M | Raymond Malone | 11.61% | Becoming |
Black Cat Syndicate | BC8 | $66.9M | Paul Chapman | 8.66% | Increasing |
Simble Solutions | SIS | $3.0M | Daniel Tillett | 5.95% | Becoming |
Mach7 Technologies | M7T | $200.0M | Australian Ethical Investment | 5.45% | Becoming |
Emeco Holdings | EHL | $409.1M | Perennial Value Management | 5.01% | Becoming |
Estia Health | EHE | $428.5M | United Super | 7.38% | Increasing |
Hotcopper Holdings | HOT | $30.2M | SG Hiscock | 8.34% | Increasing |
Energy One | EOL | $91.5M | Topline Capital Partners | 6.95% | Increasing |
The Reject Shop | TRS | $290.1M | Bennelong Australian Equity Partners | 10.64% | Increasing |
BSA | BSA | $125.3M | Naos Asset Management | 25.59% | Increasing |
Damstra Holdings | DTC | $149.3M | Regal Funds Management | 8.66% | Increasing |
BSA | BSA | $125.3M | Lanyon Asset Management | 21.82% | Increasing |
Lodestar Minerals | LSR | $6.8M | Vango Mining | 8.79% | Becoming |
Flamingo AI | FGO | $1.1M | Walani | 5.68% | Becoming |
3P Learning | 3PL | $119.3M | Australian Ethical Investment | 15.19% | Increasing |
Bigtincan | BTH | $263.6M | Regal Funds Management | 12.56% | Increasing |
Viva Leisure | VVA | $167.8M | Wilson Asset Management | 5.25% | Becoming |
DataDot Technology | DDT | $5.0M | Appwam - Peter Elphick | 11.90% | Increasing |
Manas Resources | MSR | $13.2M | Phillip Reese | 7.38% | Increasing |
Story-I | SRY | $4.4M | Harry Vui Khuin Lee | 17.10% | Increasing |
Decmil Group | DCG | $72.1M | Franco Family | 7.38% | Increasing |
Redhill Education | RDH | $22.0M | Pendal Group | 10.69% | Increasing |
Estia Health | ESH | $8.2M | Perpetual | 14.70% | Increasing |
Oventus Medical | OVN | $45.9M | Thorney Opportunities | 13.91% | Increasing |
PolarX | PXX | $18.6M | Golden Hill Investments | 6.13% | Increasing |
Tempus Resources | TMR | $19.2M | Rodrigo Arturo Izurieta | 6.09% | Increasing |
MetalsX | MLX | $73.5M | Old Peak roup | 8.43% | Increasing |
American Pacific Borate | ABR | $152.1M | Mayfield Ventures | 14.01% | Increasing |
Redhill Education | RDH | $23.7M | Perpetual | 14.73% | Increasing |
Alto Metals | AME | $20.0M | Harvest Lane Asset Management | 13.01% | Increasing |
Chase Mining | CML | $9.6M | Leon Pretorius | 5.77% | Increasing |
Vysarn | VYS | $15.2M | Peter Hutchinson | 14.47% | Increasing |
Gentrack | GTK | $130.7M | Australian Ethical Investment | 8.69% | Increasing |
Centaurus Metals | CTM | $115.1M | Twynam Investments | 5.03% | Becoming |
Story-I | SRY | $4.4M | Harry Vui Khiun Lee | 18.40% | Increasing |
Ellex Medical Lasers | ELX | $97.7M | Australian Ethical Investment | 12.21% | Increasing |
Adveritas | AV1 | $22.1M | Regal Funds Management | 9.54% | Increasing |
Seafarms Group | SFG | $109.5M | Gabor Holdings - Ian Traher | 27.90% | Increasing |
Beston Global Food Company | BFC | $50.1M | Allianz | 9.17% | Increasing |
Love Group | LVE | $2.4M | Michael Ye | 22.20% | Increasing |
Simonds Group | SIO | $43.2M | Vallence Gary Simonds | 43.09% | Increasing |
In recent days a popular industry among fund managers and notable investors has been the education space.
Geoff Wilson-headed Wilson Asset Management accumulated a 5.15 per cent stake in Evolve Education (ASX:EVO), which is dual listed on the New Zealand Exchange. Wilson entities spent just over $3m to take itself over the substantial holder threshold.
Another trade with a Kiwi flavour was Auckland’s Pie Funds Management taking its stake in Australian childcare operator Kip McGrath (ASX:KME) to nearly 20 per cent after spending nearly $6m.
Australian Ethical Investment topped up its stake in Mathletics & Spellodrome operator 3P Learning (ASX:3PL) to over 15 per cent.
Meanwhile, Pendal and Perpetual took their stake in educational program operator RedHill Education (ASX:RDH) to just under 25 per cent collectively.
Race Oncology’s (ASX:RAC) chief scientific officer Daniel Tillett sent his company higher last year with his first buy into the stock and later on taking his current position.
Now he’s become a substantial holder of another stock: software-as-a-service (SaaS) and Internet of Things (IoT) play Simble Solutions (ASX:SIS). He now holds a 5.95 per cent stake after dropping a further $96,425 on the stock.
Other notable trades included Wilson increasing its stake in fitness centre operator Viva Leisure (ASX:VVA) to 5.25 per cent, and Alex Waislitz’s Thorney Technologies topping up its stakes in airport shuttle booking servie Jayride (ASX:JAY) and sleep apnoea fighter Oventus Medical (ASX:OVN).
The fund managers selling
Company | Code | Market Cap | Holder | Current Stake | Status |
---|---|---|---|---|---|
Integral Diagnostics | IDX | $807.9M | Perennial Value Management | 6.17% | Decreasing |
Cirralto | CRO | $5.8M | Goldfire Enterprises | 1.86% | Ceasing |
Droneshield | DRO | $29.0M | Regal Funds Management | 8% | Decreasing |
XRef | XF1 | $31.2M | AustralianSuper | 4.95% | Ceasing |
Lindian Resources | LIN | $7.0M | Ven Capital | 4.95% | Ceasing |
Phoslock Environmental Technologies | PET | $221.9M | Regal Funds Management | 4.94% | Ceasing |
Thomson Resources | TMZ | $3.0M | Minotaur Resources Investing | 11.10% | Decreasing |
ScandiVanadium | SVD | $9.7M | Croseus Mining - Steinepreis family | 3.83% | Ceasing |
CML Group | CGR | $53.3M | First Samuel | 17.06% | Decreasing |
Immuron | IMC | $53.4M | Peter Anastasiou | 7.15% | Decreasing |
Tyranna Resources | TYX | $4.5M | Central Iron Ore | 5.24% | Decreasing |
Gage Roads Brewing | GRB | $75.3M | Spheria Asset Management | 4.87% | Ceasing |
Noxopharm | NOX | $39.4M | Eleanore Goodridge | 6.37% | Decreasing |
Citadel Group | CGL | $266.0M | Perennial Value Management | 6.24% | Decreasing |
Redbubble | RBL | $405.0M | Perennial Value Management | 7.27% | Decreasing |
Damstra Holdings | DTC | $154.8M | Perennial Value Management | 6.00% | Decreasing |
Swick Mining Services | SWK | $39.5M | Vanshap Capital | 2.92% | Ceasing |
Westgold Resources | WGX | $853.1M | Fidelity | 7.09% | Decreasing |
Eclipx Group | ECX | $431.5M | Health Employees Superannuation Trust | 5% | Ceasing |
Citadel Group | CGL | $266.0M | Perennial Value Management | 6.97% | Decreasing |
Carnaby Resources | CNB | $9.6M | Diatreme Resources | 5.75% | Decreasing |
Oneview Healthcare | ONE | $7.6M | Perennial Value Management | 5.37% | Decreasing |
Accent Group | AX1 | $797.0M | Vinva Investment Management | 4.98% | Ceasing |
Focus Minerals | FML | $43.9M | Neil S Subin | 11.89% | Decreasing |
Strategic Energy Resources | SER | $5.9M | Graeme Kirke | 10.11% | Decreasing |
RedHill Education | RDH | $27.4M | Microequities Asset Management | 3.93% | Ceasing |
Estia Health | EHE | $398.4M | Vinva Investment Management | 4.99% | Ceasing |
Archtis | AR9 | $16.1M | Merchant Funds Management | 12.13% | Decreasing |
Impact Minerals | IPT | $20.3M | Wyloo Metals | 10.80% | Decreasing |
Novonix | NVX | $244.6M | Regal Funds Management | 4.15% | Ceasing |
Golden Rim Resources | GMR | $16.0M | Capital Di | 12.16% | Decreasing |
Kip McGrath Education Centre | KME | $53.1M | Kip McGrath | 22.88% | Decreasing |
Healius | HLS | $1.9B | Maple-Brown Abbott | 5.03% | Ceasing |
Readcloud | RCL | $27.5M | Amity Agency | 12.66% | Decreasing |
Deep Yellow | DYL | $50.2M | Sprott | 10.50% | Decreasing |
Webcentral | WCG | $8.4M | Investors Mutual | 5.81% | Decreasing |
McPhersons | MCP | $297.1M | Investors Mutual | 5.55% | Decreasing |
Despite the recent excitement about the uranium sector, Eric Sprott’s investment group cut its stake in Namibia-focused Deep Yellow (ASX:DYL) to 10.5 per cent.
Regal Funds Management sold shares in water treatment stock Phoslock (ASX:PET) as well as drone control software play Droneshield (ASX:DRO).
Investors Mutual did the same with besieged internet domain company Webcentral Group (ASX:WCG) and wellness stock McPhersons (ASX:MCP).